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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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PR App 1.1

As Published: 2005

PR App 1.1

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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MCOB 11.5 Purpose

As Published: 2012

MCOB 11.5 Purpose

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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