Search Result

341 - 360 of 1364 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples