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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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IFPRU 11.5 Intra-group financial support

As Published: 2015

IFPRU 11.5 Intra-group financial support

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