Search Result

281 - 300 of 1143 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

CONC 5.2 Creditworthiness assessment: before agreement

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

LR App 2.1

As Published: 2005

LR App 2.1

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications