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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions