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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.1 Application

As Published: 2005

REC 1.1 Application

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PR App 1.1

As Published: 2005

PR App 1.1

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points