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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise