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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders