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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients