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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

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