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MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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COBS 19.6 Restriction on charges in qualifying schemes

As Published: 2015

COBS 19.6 Restriction on charges in qualifying schemes

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COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

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MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

MAR 1.6 Market abuse (manipulating transactions)

PERG 8.9 Circumstances where the restriction in section 21 does not apply

SUP 1A.1 Application and purpose

COBS 4.10 Systems and controls and approving and communicating financial promotions

PERG 8.5 In the course of business

COBS 1.1 The general application rule

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

DEPP 5.1 Settlement decision makers

PERG 4.15 Mortgage activities carried on by 'packagers'

CASS 11.10 Payments to creditors

DEPP 6.4 Financial penalty or public censure

DISP 3.7 Awards by the Ombudsman

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts