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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

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PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

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IFPRU 9.1 Application and Purpose

As Published: 2014

IFPRU 9.1 Application and Purpose

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SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2015 to 31 March 2016

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2015 to 31 March 2016

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

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LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

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CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

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CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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