Search Result

741 - 760 of 765 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2014

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2004

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

TC App 5.1

As Published: 2010

TC App 5.1

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications