Search Result

621 - 640 of 1246 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes