Search Result

401 - 420 of 565 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

TC App 5.1

As Published: 2010

TC App 5.1

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose