Search Result

401 - 420 of 1137 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance