Search Result

361 - 380 of 1384 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs