Search Result

341 - 360 of 687 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

PERG 16.1 Introduction

As Published: 2013

PERG 16.1 Introduction

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

CONC App 1.3 Exemption of certain credit agreements secured on land

As Published: 2014

CONC App 1.3 Exemption of certain credit agreements secured on land

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors