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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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Similar To

SYSC 4.2 Persons who effectively direct the business

MAR 5.7 Pre-trade transparency requirements for shares

CASS 12.2 Treatment of client money

PR 1.2 Requirement for a prospectus and exemptions

BIPRU 8.5 Basis of consolidation

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PR 2.4 Incorporation by reference

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 12.4 Purchase of own equity shares

CASS 6.1 Application

PERG 8.14 Other financial promotions

CASS 7.11 Treatment of client money

COBS 20.2 Treating with-profits policyholders fairly

PERG 8.4 Invitation or inducement

MIPRU 4.2 Capital resources requirements

LR 12.5 Purchase of own securities other than equity shares

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

FEES 4.2 Obligation to pay periodic fees

DTR 6.3 Dissemination of information