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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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LR 2.2 Requirements for all securities

COBS 16.3 Periodic reporting

CASS 6.2 Holding of client assets

REC 2.5 Systems and controls and conflicts

LR 13.2 Approval of circulars

LR 20.4 Continuing obligations

COLL 6.7 Payments

SYSC 19A.1 General application and purpose

LR 9.5 Transactions

MCOB 4.7A Advised sales

REC 6.2 Applications

SUP 15.2 Purpose

SUP 16.12 Integrated Regulatory Reporting

SYSC 19A.3 Remuneration principles for IFPRU investment firms

PR App 3.1

BIPRU 7.10 Use of a Value at Risk Model

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 4.2 Pre-sale notifications

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 5.2 General investment powers and limits for UCITS schemes