Search Result

221 - 240 of 1296 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details