Search Result

181 - 200 of 1359 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

APER 1.1A Application

As Published: 2013

APER 1.1A Application