Search Result

1141 - 1160 of 1423 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

MCOB 7.4 Mortgages: disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Mortgages: disclosure at the start of the contract

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2015

ICOBS 2.5 Exclusion of liability and reliance on others

CONC 7.8 Jurisdictional requirements

As Published: 2014

CONC 7.8 Jurisdictional requirements

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

MCOB 11.8 Customers unable to change regulated mortgage contract, home purchase plan or provider

As Published: 2012

MCOB 11.8 Customers unable to change regulated mortgage contract, home purchase plan or provider

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

CASS 11.5 Organisational requirements

As Published: 2014

CASS 11.5 Organisational requirements

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing