Search Result

841 - 860 of 1313 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

DEPP 3.4 Urgent supervisory notice cases

As Published: 2013

DEPP 3.4 Urgent supervisory notice cases

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

MIPRU 4.2A Credit risk capital requirement

As Published: 2012

MIPRU 4.2A Credit risk capital requirement