Search Result

621 - 640 of 1330 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

IFPRU 10.7 Exemption

As Published: 2014

IFPRU 10.7 Exemption

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

COBS 22.2 Requirements on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Requirements on the retail distribution of mutual society shares

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus