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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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CONC 7.19 Notice of default sums under P2P agreements

As Published: 2014

CONC 7.19 Notice of default sums under P2P agreements

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LR 11.1 Related party transactions

MIPRU 4.3 Calculation of annual income

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

REC 4.2 The supervisory relationship with UK recognised bodies

REC 2.14 Rules and consultation

SUP 2.4 'Mystery shopping'

SUP 18.3 Insurance business transfers outside the United Kingdom

ICOBS 4.3 Fee disclosure

COLL 3.2 The instrument constituting the fund

BIPRU 2.3 Interest rate risk in the non-trading book

IFPRU 11.1 Application and purpose

COBS 2.1 Acting honestly, fairly and professionally

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading