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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

LR 12.1 Application

As Published: 2005

LR 12.1 Application

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'