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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

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PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

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TC App 5.1

As Published: 2010

TC App 5.1

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

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IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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