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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2014

CASS 11.3 Responsibility for CASS operational oversight

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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