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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

CONC 8.7 Charging for debt counselling, debt advice and related services

As Published: 2014

CONC 8.7 Charging for debt counselling, debt advice and related services

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline