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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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