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group capital resources
As Published: 2004
group capital resources
12 in relation to an undertaking in INSPRU 6.1.17R 20 , that undertaking's group capital resources as calculated in accordance with INSPRU 6.1.36R 20 .
subsisting rights
As Published: 2015
subsisting rights
135 has the meaning given in section 76 of the Pension Schemes Act 2015 which is: (a) for a member of a pension scheme : (i) any right which has accrued to or in respect of the member to future benefi…
high net worth mortgage customer
As Published: 2012
high net worth mortgage customer
28 a customer with an annual net income of no less than £300,000 or net assets of no less than £3,000,000, or whose obligations are guaranteed by a person with an income or assets of such amount.
AIF custodial assets
As Published: 2013
AIF custodial assets
101 financial instruments of an AIF that can be: (a) registered in a financial instruments account opened in the depositary's books; or (b) physically delivered to the depositary . [Note: recital 100…
balancing amount
As Published: 2004
balancing amount
11 in respect of a syndicate , any part of the capital resources that: (a) the managing agent of the syndicate has assessed to be necessary to support the insurance business carried on by the members…
delivery by value
As Published: 2001
delivery by value
a transaction type, described as "delivery by value", used to deliver and receive securities within CREST . 3…
lender
As Published: 2013
lender
51 52 (A) in the PRA Handbook : (a) the person providing credit under a credit agreement , or (b) a person who exercises, or has the right to exercise, the rights and duties of a person who provided c…
Fourth Company Law Directive
As Published: 2008
Fourth Company Law Directive
34 Council Directive 78/660/EEC on the annual accounts of certain types of companies as amended by, amongst other instruments, Directive 2006/46/EC of the European Parliament and of the Council of 14…
dormant account
As Published: 2009
dormant account
52 51 has the meaning given in section 10 of the Dormant Bank and Building Society Accounts Act 2008, which is in summary an account that at a particular point in time: (a) has been open throughout th…
PRA chief executive function
As Published: 2013
PRA chief executive function
228 (in the FCA Handbook ) PRA controlled function CF3 in the table of PRA controlled functions .
SYSC Sch 3 Fees and other required payments
As Published: 2004
SYSC Sch 3 Fees and other required payments
…
scheme particulars
As Published: 2001
scheme particulars
a document containing information about a regulated collective investment scheme . 5…
exempt MCD regulated mortgage contract
As Published: 2015
exempt MCD regulated mortgage contract
102 a regulated mortgage contract that is: (a) an MCD exempt bridging loan ; (b) an MCD exempt credit union loan ; (c) an MCD exempt overdraft loan ; or (d) an MCD exempt lifetime mortgage .
qualifying social entrepreneurship fund
As Published: 2013
qualifying social entrepreneurship fund
21 has the meaning given in article 3(b) of the EuSEF regulation .
synthetic cash
As Published: 2001
synthetic cash
a position in a derivative that offsets an exposure in property to the point where that exposure has effectively been neutralised, and the effect of the combined holding of both property and the posit…
third country competent authority
As Published: 2006
third country competent authority
26 a regulatory body of a state or territory that is not an EEA State .
secured debt
As Published: 2001
secured debt
a debt fully secured on: 28 19 (a) assets whose value at least equals the amount of debt; or 28 19 (b) a letter of credit or guarantee from an approved counterparty . 5 28 19…
Electing Participants Regulations
As Published: 2004
Electing Participants Regulations
the Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001 (SI 2001/1783).