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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls