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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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CONC 4.3 Adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Adequate explanations: P2P agreements

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

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