Search Result

421 - 440 of 933 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

PERG 15.2 General

As Published: 2011

PERG 15.2 General

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act