Search Result

1221 - 1240 of 1260 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

COBS 19.6 Restriction on charges in qualifying schemes

As Published: 2015

COBS 19.6 Restriction on charges in qualifying schemes

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans