Search Result

981 - 1000 of 1350 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 3.5 Re-assessing rejected claims

As Published: 2010

DISP App 3.5 Re-assessing rejected claims

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

PERG 13.2 General

As Published: 2011

PERG 13.2 General

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption