Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

…

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 7.6 Applications for a certificate

PERG 13.3 Investment Services and Activities

SUP 16.13 Reporting under the Payment Services Regulations

SYSC 14.1 Application

PERG 13.6 CRD IV

PERG 13.1 Introduction

FEES 4.2 Obligation to pay periodic fees

BIPRU 1.4 Actions for damages

SUP 13.10 Applicable provisions

DTR 6.4 Choice of Home State and notifications by third country issuers

CREDS 1.1 Application and purpose

SUP 10A.7 FCA required functions

LR 8.6 Criteria for approval as a sponsor

SUP App 2.15 Run-off plans for closed with-profits funds

DTR 1A.3 FCA may require the publication of information

LR 1.3 Information gathering and publication

PR App 1.1

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading