Search Result

201 - 220 of 1082 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose