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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

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PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COBS 3.2 Clients

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 4.17 Interaction with the Consumer Credit Act

ICOBS 1.1 The general application rule

COBS 18.6 Lloyd's

TC App 3.1 Circumstances in which TC does not apply

CONC 3.11 Not approving certain financial promotions

PERG 8.3 Financial promotion

BIPRU 7.8 Securities underwriting

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SYSC 8.1 General outsourcing requirements

FEES 3.1 Introduction

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading