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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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