Search Result

361 - 380 of 1294 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers