Search Result

361 - 380 of 839 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime