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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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Similar To

REC 2.5 Systems and controls and conflicts

LR 13.2 Approval of circulars

LR 20.4 Continuing obligations

COLL 6.7 Payments

SYSC 19A.1 General application and purpose

LR 9.5 Transactions

REC 6.2 Applications

SUP 15.2 Purpose

SUP 15.3 General notification requirements

PERG 8.14 Other financial promotions

CASS 7.11 Treatment of client money

SYSC 19A.3 Remuneration principles for IFPRU investment firms

PR App 3.1

BIPRU 7.10 Use of a Value at Risk Model

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 5.2 General investment powers and limits for UCITS schemes

SYSC 19C.3 Remuneration principles

PERG 2.7 Activities: a broad outline