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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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