Search Result

261 - 280 of 1216 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

CASS 7.17 Statutory trust

As Published: 2015

CASS 7.17 Statutory trust

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime