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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

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DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2014

DTR 1C.2 Modifying rules and consulting the FCA

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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