Search Result

401 - 420 of 1284 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

CONC 3.10 Financial promotions not in writing

As Published: 2014

CONC 3.10 Financial promotions not in writing

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

IFPRU 1.4 EU CRR permissions

As Published: 2014

IFPRU 1.4 EU CRR permissions

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general