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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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IFPRU 3.1 Base own funds requirement

As Published: 2014

IFPRU 3.1 Base own funds requirement

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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LR App 2.1

As Published: 2005

LR App 2.1

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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PR App 3.1

As Published: 2005

PR App 3.1

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PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2014

DTR 1C.2 Modifying rules and consulting the FCA

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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