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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

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LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

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COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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COLL 7.2 Suspension and restart of dealings

FEES 10.2 Pensions guidance levy

DISP 1.3 Complaints handling rules

DEPP 6.4 Financial penalty or public censure

SUP 10A.16 How to apply for approval and give notifications

CASS 6.4 Use of safe custody assets

BIPRU 8.1 Application

MCOB 10.3 Formula and assumptions for calculating the APR

COBS 4.13 UCITS

CONC 4.1 Content of quotations

MIPRU 1.2 Actions for damages

SUP 13.10 Applicable provisions

CASS 11.6 Statutory trust

PR 5.1 Validity of prospectus

TC 1.2 Actions for damages

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

MCOB 1.5 Application to appointed representatives

LR 17.5 Requirements for states, regional and local authorities and public international bodies

COLL 9.2 Section 264 recognised schemes

SUP 11.6 Subsequent notification requirements by firms